Proto-Indo-European Phonology
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4. Lengthened /w/ and /y/ in the Gmc. Dialects
4.1. Evidence for lengthening in the various Gmc. dialects
The treatment of resonants is very complex in the Gmc. dialects. Of the six PIE resonants,
The developments in Gmc. of PIE
There are accordingly three stages in the development, and these may be represented by the following formulae: 1.
While the ENGmc. developments remained clearly marked, the distinction between
PGmc. | OE | OS | OHG | |||||||
---|---|---|---|---|---|---|---|---|---|---|
Medial | Final | Medial | Final | Medial | Final | |||||
1 | aww | ēaw | ēaw | auw, auuu, auu | au | auw, ouw | au, ou | |||
aw | eaw | ao, ēa | aw, auu | ao, ō, ā | aw, ouu | ao, ō | ||||
2 | eww | ēow | ēow | ēuw | eu, euu | euw, iuw | iu | |||
ew | ? | eo | ? | ? | ? | io | ||||
3 | uww | (evidence uncertain) | ||||||||
uw | (evidence uncertain) | |||||||||
4 | ajj | āj | aij | ai | aij | ai | ||||
aj | ej | ē | (ē) | (ē) | ||||||
5 | ijj | ī | ī | ī | ||||||
ij | eo | |||||||||
6 | ujj | (no evidence) |
4.2. Proposed explanations
Although the data in the Gmc. dialects were clear, no explanation for the development was attempted until Kluge in 1879 related lengthening to the IE accent.5 He suggested that PGmc. intervocalic w and j after short vowel were lengthened when the IE accent preceded. Thus j was not lengthened in Goth. saian ‘sow’ (Kluge assumed this to be sāian) because of the preceding long vowel, nor in Goth. niujis ‘new’ because of the preceding diphthong; and because of the following accent in IE *gʷiu̯ós, the w was not lengthened in Goth. qius ‘alive’. But
Schmidt also pointed out that the cognates of OIcel. egg, Crim. Goth. ada ‘egg’ have an original long vowel: Gk. ᾠόν, Polab. jojǘ, Serb. jáje from PSlav.
Bechtel then suggested that
hǫggua | hió | *hióm | *háinn | |||
búa | bió | bioggum | búinn |
to illustrate the difficulty of explanation by analogy. Nonetheless Bechtel assumed an original Goth. conjugation
*bliwan | *blau | bluggwum | bluggwans |
with bliggwan blaggw as later developments. Such regularization might be admissible in Gothic, but hardly in the Gmc. dialects which maintained grammatical change. And even if we admit it in the verb system, regularization is much more open to question for nouns and adjectives. Such a general objection is much more weighty in rejecting Bechtel's explanation than are exceptions like Goth. ajukduþs ‘eternity’.
After reviewing the attempted explanations, Streitberg rejected any possibility of relation between lengthening and the IE accent. (Germanisch 323-6.) In his opinion only the Gmc. accent can be related to lengthening. But if we accept Streitberg's statement and assume a causal connection between Gmc. accent and lengthening, we cannot account for many words with single resonant after the first syllable, such as Goth.
One inescapable conclusion seems clear from the many discussions of lengthening: it has no relation whatsoever to either the IE or the Gmc. accent.
Two further explanations have been offered that do not relate lengthening to accent. Brugmann suggested that lengthening is found in words which in PIE already had a combination of sounds that developed to
4.3. Proposed explanations by means of the laryngeal theory
In 1941 Smith attempted a solution by means of the laryngeal theory.11 Smith ascribes to PGmc. a series of clusters which were made up of aspiration and (long) voiceless resonants; the aspiration was a reflex of IH laryngeals. These clusters, after the operation of Verner's law, developed to PGmc. [γw] and [γj], which in turn developed to the combinations found in the Gmc. dialects.
Various objections may be offered to Smith's theory. 1. Smith cites very few forms other than those in Gmc. dialects on the basis of which we can assume IH laryngeals where his formulae require them. 2. If as Smith says the clusters [-γw] and [γj] were already found in PGmc. one must explain how [γ] was lost before [w] and [j] in WGmc. with lengthening of w and j. This Smith fails to do. 3. Assumption of a relation between lengthening and IE accent brings up the difficulties cited by earlier linguists.
Sturtevant adopted Smith's theory but revised some details. (IHL 80-3.) He did not assume that
Sturtevant gives reasons for connecting the Gmc. lengthening with IH laryngeals. He finds that 1. ‘in a number of cases the short vowel before the Verschärfung alternates with an IE long vowel’ and that 2. ‘on the other hand, a PGmc. short vowel of an initial syllable before short j or w does not alternate with an IE long vowel.’ (IHL 81-2.)
Eight examples are cited in IHL in support of the theory. In two of these, Goth. twaddjē, OIcel. tueggia ‘of two’ and OIcel. beggia ‘of both’, lengthening is found only in the genitive. If these words contained
Moreover, some Gmc. words with single w have cognates with long vowels, e.g. Goth. qius ‘alive’, Skt. jī́vati, Lat. vīvō, and OCS živati ‘live’.
Explanation by means of the laryngeal theory became even more difficult when Austin related another Gmc. development to the lengthening of w and j.12 A number of Gmc. words have g or k where cognates in other dialects have w. Austin suggested that those words with k < w developed from IH
IE |
> | Gmc. |
IE |
> | Gmc. |
IE |
> | Gmc. |
IE |
> | Gmc. |
Although the development of w to g or k had been investigated, this is the first time, to my knowledge, that it was related to lengthening of w and j. Austin supports this relation by citing a root in which both developments are found: OIcel. hǫggua ‘hew’ and OE hæccean ‘hack’.
Austin's corollary to Smith's formulation makes explanation by means of the laryngeal theory seem very precarious; for the combined formulations are open to more objections than were Smith's:
- We should expect in Goth. bliggwan grammatical change, giving us the forms: *blik *blak bluggwum bluggwans, as well as in the other strong verbs with lengthening. Assumption of regularization by analogy might be acceptable for Gothic, but open to serious objections for Old Saxon and other dialects which maintained grammatical change.
- There are no words showing a development
-́hy- > Gmc. k. The formula is thus difficult to justify. - Examination of the evidence is incomplete. None of the words in which w > g and only some of those in which w > k are cited. Moreover, some of the words cited for w > k have kk. No explanation is offered for the difference.
- Assumption of IE
-hy′- > Gmc.-ddj/ggj- and-hw′- > Gmc.-ggw- is most improbable in view of the WGmc. forms.
I conclude that the solutions proposed for lengthening and development of w > k by adducing the laryngeal theory are as unsatisfactory as those proposed by relating the accent. On the other hand, Sturtevant, and to a lesser degree Austin, have cited evidence for laryngeals in some cognates of the Gmc. words under discussion. I therefore shall examine as complete a list as possible of the words in which IE w and y were lengthened, and their cognates, in an attempt to discover possible reflexes of laryngeals. Later I shall examine words in which the four other PIE resonants occur in the neighborhood of laryngeals, and try to establish the development of these in Gmc.
The discussion will be divided into four parts:
- lengthening of
/w/ and/y/ in Gmc.; - g and k(k) from w in Gmc.; (Chapter 5)
- development of r l m n and neighboring laryngeals in Gmc.; (Chapter 6)
- the OHG r-preterites. (Chapter 7)
4.4. The words in which lengthening is found
Complete lists of words in which w and y have been lengthened have been given by Kögel, Noreen, and Trautmann.13 Other linguists have discussed the cognates outside Gmc.; their work may be located most conveniently in WP. In the following list therefore are cited only forms to illustrate the distribution of the Gmc. words and only cognates pertinent to the discussion.
The list is divided into five parts depending on the PGmc. sequence: 1.
4.41. -eww-.
4.41a. The principal parts of búa ‘dwell’ in OIcel. are Inf. búa pret. sg. bió, biugga, biogga pret. pl. bioggom, biuggum pret. ptc. búenn. OE būan, OS būan, and OHG būan are regular weak verbs with only two unusual forms, OHG 3d pl. pret. ind. biruun and 2d sg. pret. subj. biruwis. (See 7.5)
OIcel. byggja ‘inhabit’ and OE bēon ‘be’ are related verbs, both showing the regular development of PGmc.
Prokosch has suggested that verbs of the seventh class are made from ‘heavy bases’ with reduced grade in the present and e-grade in the preterite. (CGG 178.) The agreement in development between OIcel. byggja and the preterite of búa supports his suggestion. The principal parts of búa derive from PIE
Analysis as a laryngeal base is borne out by the Skt. forms such as the infinitive bhávitum ‘be’ and the pret. ptc. bhūtá. See 3.6Ab and 3.6Bc.
Another wide-spread development from
From these Gmc. forms we can derive evidence for the development in Gmc. of PIE
There is such a variety of forms in Gmc. that the development cannot be explained as originating from one form and spreading by analogy.
4.41b. OE brēowan, OS breuwan, and MHG briuwen, and the OIcel. pret. ptc. brugginn, compare OS gibreuuan ‘brewed’ contain evidence for the development of
Lat. dēfrūtum ‘cider’ may have long or short ū; assumption of long ū seems supported by Thracian βρυ̑τος ‘type of beer’. If so, we may assume zero grade of a laryngeal base; such an assumption would be supported by the intonation of Lith. briáutis ‘push oneself ahead forcefully’.
For brēowan and cognates we have uncertain evidence of PIE
4.41c. OIcel. hryggua ‘make sorrowful’, OS hreuuan, pret. hrau, OHG riuuuon, pret. hrau, rou ‘rue’ and the OIcel. adj. hryggr ‘sorrowful’ show developments of PGmc.
The Gmc. words show verbal development of an IE base which is found in nominal formations with the meaning of ‘blood, bloody meat’, Skt. kravís, Gk. κρέ[Ϝ]ας ‘raw meat’. Because of Skt.
4.41d. Goth. triggws, OIcel. tryggr, OE trēow, OS treuua and OHG trēow ‘true’ are u-stem adjectives with
While they are commonly related to IE
The Gmc. adjectives give us evidence for the development of
4.41e. Goth. bliggwan, blaggw, bluggwum, bluggwans ‘strike’ has always been difficult for linguists who explained lengthening by means of the accent, or considered it restricted to positions after certain vowels. Yet we find evidence for lengthening in other Gmc. dialects; OHG bliuwan, MHG blou, OS utbliuuid ‘struck’. Kögel cites NHG geblauen, which as well as the OHG spelling and Otfrid's use in meter, show that the
While bliuwan provides no evidence for origin of
4.41f. OIcel. tyggia, OE cēowan, and OHG kiuwan ‘chew’ show developments of
Cognates in other dialects give us little evidence for determining the IE root; from the intonation of Lith. žiáunos ‘jawbone’ we may posit a final laryngeal.
4.41g. OHG spriu, pl. spriuuuer ‘chaff’ shows
Cognates with a d-extension are Lith. spráudžiu, spráusti ‘force in’; the intonation points to laryngeal, but the root has so many extensions that we can only consider
4.41h. OHG sou, gen., souwes, OE sēaw, Icel. söggr ‘something damp’ show development of
Gk.
4.42. -aww-.
4.42a. OIcel. dǫgg, dǫggvar, OE dēaw, OHG tou, touues ‘dew’ give evidence for
Cognates in other dialects, Skt. dhavate ‘runs’, Gk. θέω ‘run’, θοός ‘rapid’ give us no evidence for assuming a laryngeal in the root.
4.42b. Goth. glaggwō, glaggwaba ‘careful’, OIcel. glǫggr, gløggr ‘strict, clear’, OE ʒlēaw, OS glauuuorro, OHG glauwēr ‘wise’ are related by WP to Irish gluair ‘clear’, but the etymology is uncertain.
4.42c. OIcel. hnǫggua, pret. ptc. hnuggen ‘push’ and OIcel. hnøggr, OE hnēaw, MHG nouwe ‘stingy, exact’ show developments from
From the cognates Gk. κνό[Ϝ]ος ‘noise of wheel in axle’, κνῡ́ω ‘scratch’ and Lett. knū#363;du, knūstu ‘scratch’ we can derive only uncertain evidence for a laryngeal base.
4.42d. OIcel. hǫggua, hió (ONorw. hiogga), hioggom, hǫgg(u)enn like OE hēawan, OS hauwan and OHG houwan show lengthening in all forms; I assume an alternation
Assumption of a laryngeal is supported by the intonation of Lith. káuju, káuti ‘strike’.
hǫggua and related forms then give us evidence for the development of PGmc.
4.42e. OIcel. rǫgg, rǫggr ‘long coarse wool’, Swed. rugg ‘shaggy hair’, OE rēow ‘wild’ and OHG rouaz ‘crude’ are developments of
From the intonation of Lith. ráuju, ráuti ‘tear out’, and the vocalism of OIcel. rýja, rúða and OS rūwi ‘rough hide’ I assume a laryngeal base
4.42f. OE skēawian, OS skauwon and OHG scauwōn ‘gaze’ are developments of
From Gk. κοέω ‘perceive’ and Lat. cavēre ‘take heed’ I assume a laryngeal base
4.42g. OIcel. snøggr, snǫggr ‘clipped, bald, bare’ show development from PGmc.
Although WP derive these forms from the IE root
4.42h. OE ðēaw, OS thau ‘custom’, and OHG kathau ‘discipline’ show development from
The Gmc. forms have no close cognates, but have been related to Lat. tueor ‘protect, observe’. This gives us no evidence for laryngeals.
4.42i. OS tou, OFris. touw, tow ‘rope, tool’ show development from
WP derive these words from IE dewā, that is, a laryngeal base
4.43. -uww-.
4.43a. Goth. skuggwa ‘mirror’, OIcel. skugge ‘shadow’, with OIcel. skyggua ‘overshadow’ are developments of
From Skt. skunāti ‘covers’ I assume a laryngeal base
4.44. -ayy-.
4.44a. OE clæʒ and OWFris. clay ‘clay’ indicate development from
From OIr. glenaid <
4.44b. The OHG noun screi, screige ‘cry’, like the pret. sg. screi of scrīan ‘cry’ show development from
I find no evidence of a laryngeal root, other than the zero-grade forms, Gk. κρῑγή ‘gnashing (of teeth)’ and OIcel. hríka ‘gnash’.
4.44c. Goth.
From the intonation of Lith. výti ‘turn’ and the long ā of Skt.
4.44d. Crim. Goth. ada, OIcel. egg, OS gen. pl. eiiero, OHG dat. sg. eiie are developments of
The Gmc. words are related to Gk. ᾠόν, Lat. ōvum ‘egg’. But the initial vowel in the Gmc. words is short, in contrast with those of the forms in other IE dialects. Before analysis by the laryngeal theory such a contrast was inexplicable. I assume that Gmc. preserved the uncontracted PIE form
4.44e. Goth. daddjan, OSwed. deggia ‘suckle’ show developments of
The relation of Goth. daddjan to this base is difficult, for the apparently closest parallel Skt. dháyati ‘sucks’ differs strikingly in meaning. Mikkola therefore proposed a connection with Sloven. dojíti ‘suckle’. If we accept this connection, daddjan gives evidence for the development of
4.44f. OHG hei ‘dry’, gihei ‘heat’ and arheijēn show development from
WP derive these forms from PIE
4.44g. MHG heie ‘hammer’ and MLG heien ‘strike’ show development of
Cognates with d-extension are Skt. khidáti ‘tears, pushes’ and Lat. caedō ‘strike’. From the aspirated stop of the Skt. form and the vocalism of the Lat. verb I assume an unextended base /keXy-, kXey-/, from which the Gmc. forms derive.
4.44h. OIcel. skeggia ‘ax’ shows development of
From the MIr. scīan ‘knife’, Welsh ysgīen ‘knife’ I assume a base
4.44i. The inflected forms of the Gmc. words for ‘two’ contain many difficulties, among them the gen. pl. Goth. twaddjē, OIcel. tueggia, OE twēʒ(e)a, OS tweio, and OHG zwei(i)o. The genitive forms in all Gmc. dialects developed from
While the source of the Gmc. endings is unclear, it is apparent that they were closely associated with forms of Goth. bái ‘both’, of which Goth. baddjē and OIcel. beggja show lengthened j, again in the genitive.
From the cognates of bái, Gk. (ἄμ)φω, Lat. (am)bō I reconstruct PIE
OIcel. þriggia is the only form of the numeral ‘three’ in the Gmc. dialects with lengthening. Since the genitive forms in the other dialects, e.g. Goth. þrijē, seem closer to expected developments from the PIE forms, I assume analogy from OIcel. tueggia and beggia.
4.44j. OSwed. þrægge gen. sg. þræggia ‘covering, roof’ gives orthographical evidence of development from
The Gmc. words are derived with
4.45. -iyy-.
4.45a. OIcel. Frigg, the name of Odin's wife, OHG friia, OS frī ‘free’ show development from
The closest cognate is Skt. priyá ‘dear’. From the related Skt. verb prīṇā́ti ‘is pleased’ I assume a base
4.45b. Goth. iddja, OE ēode ‘went’, both of which point to
4.46. FORMS OF UNCERTAIN ETYMOLOGY.
The following Gmc. forms which contain evidence for lengthening are too uncertain in etymology to support inferences about the origin of the lengthening:
4.5. The conditions under which /w/ and /y/ were lengthened
If we sum up our findings, we have the following evidence:
for | eww | < | ewX | 3; 5 uncertain; 1 unknown |
aww | < | o, a, ewX | 5; 1 uncertain; 3 unknown | |
uww | < | uwX | 1 | |
ajj | < | o, a, eyX | 2; 1 uncertain | |
ijj | < | iyX | 1; 1 uncertain | |
ajj | < | o, a, eXy | 6; 2 uncertain. |
‘Holtzmann's Law’ may then be restated as follows: PGmc.
On the other hand,
I assume that the evidence for this restatement of ‘Holtzmann's Law’ is so weighty that laryngeals can be assumed in pre-Gmc. forms when the Gmc. forms contain lengthened
Footnotes
1 A. Holtzmann was the first Germanist to point out that the lengthened resonants are found in words whose cognates in other dialects have unlengthened resonants; see the notes to his edition of Isidor's Epistolae ad Florentinam sororem 128-30 (Karlsruhe, 1836). He called the Gmc. development ‘doubling’ (Verschärfung); this term is still in use; the development is also referred to as Holtzmann's Law. Streitberg, Germanisch 323-6, gives a history of the scholarship.
2 W. Braune, Gotisches ddj und altnordisches ggj, PBB 9.545-8 (1884), compares modern Hungarian gy. Braune does not think that the ENGmc. spellings indicate a long stop, but rather that the letters were repeated to indicate a stop rather than a spirant. C. Marstrander, NTS 3.108 (1929), suggested on other than linguistic grounds that worship of a Gothic god Friddja, Friddjōs extended to the NGmc. area, where we find the name Frigg, Friggiar. This suggestion supports Braune's assumption of similarity in pronunciation of Gothic ddj and NGmc. ggj.
3 Some linguists seem to have been unaware of the evidence in WGmc.; see R. Trautmann's comments on Mikkola, Suum cuique, KZ 53.87-90 (1925).
4 R. Kögel, Ueber w und j im westgermanischen, PBB 9.523-44 (1884); illustrations of the spellings may be found below.
5 F. Kluge, Beiträge zur Geschichte der Germanischen Conjugation, QF 32, (Strassburg, 1879). See 127-30, Excurs über Gotisch dd und gg.
6 J. Schmidt, review of Kluge, Beiträge . . . , AfdA 6.117-29, esp. 127 (1880).
7 F. Bechtel, Ueber die urgermanische Verschärfung von j und w, GGN 1885.235-9. It might be worth noting, in view of contemporary explanations of phonological phenomena by means of the laryngeal theory, that after Verner's article in KZ 23 many developments were explained by the position of the accent. Parallels were cited from other languages to support such views. H. Zimmer, Keltische studien, KZ 32.153-240 (1891), cited on pages 218-9 a parallel Irish development of j to gg after accented vowel. F. Trautmann in a review in AfdA 35.105-9 (1911) on page 107 alluded to lengthening of w and y before the accent in Prakrit dialects which Pischel had demonstrated, KZ 35.140-50. J. J. Mikkola, Die Verschärfung der intervokalischen j und w im Gotischen und Nordischen, Streitberg Festgabe 267-71 (Leipzig, 1924) found the key to the Gmc. development in a similar development, p. 267: ‘Im Ungarisch-slovenischen heisst es bíje “schlägt”, aber pidjé (aus pijé) “trinkt”, d. h. j ist nach einer betonten Silbe geblieben, aber vor einer betonten Silbe in d′ verwandelt worden, s. Asboth, Archiv f. slav. Philologie, xxxiii, 322. Hier haben wir den Schlüssel zum Problem der sog. Verschärfung von intervokalischen j und w im Gotischen und Nordischen.’ Such citing of parallels from other languages in support of either of two views indicates the secondary use which ought to be made of such analogies.
8 H. Paul, Ausfall des j vor i und des w vor u im westgermanischen, PBB 7.160-8 (1880); in a footnote on 165 he states that Gmc. lengthening is independent of the IE accent.
9 Gdr. I.1.283 and 331. W. van Helten, Germanisches. LXVII. Zur entwickelung von altgerm. jj und ww, PBB 30.240-8 (1905), cites additional words in support of Brugmann.
10 H. Osthoff, Etymologische Parerga 1.138.
11 H. L. Smith, Jr., The Verschärfung in Germanic, Language 17.93-8 (1941). Smith has now modified his views in some respects, and may soon publish his revised theories. A modification of Smith's theory is suggested by E. Polomé, A West Germanic Reflex of the Verschärfung, Language 25.182-9 (1949). This, with other previous theories, is reviewed by F. van Coetsem, Le renforcement des semi-voyelles intervocaliques en germanique (j/jj > jj > gotique ddj etc.), Leuvense Bijdragen 39.41-78 (1949), who prefers the explanation suggested by Brugmann and Boer. See also the subsequent article of E. Polomé, Laryngeal-theorie en Germaanse Verscherping, Handelingen der zuidnederlandse Maatschappij voor Taal- en Letterkunde en Geschiedenis 4.61-75 (1950).
12 W. M. Austin, A Corollary to the Verschärfung, Language 22.109-11 (1946).
13 R. Kögel, PBB 9.523-44; A. Noreen, Abriss der Urgermanischen Lautlehre 160-2 (Strassburg, 1894); R. Trautmann, Germanische Lautgesetze in ihrem sprachgeschichtlichen Verhältnis (Diss. Königsberg, 1906). Mikkola gave a selected list in Streitberg Festgabe.
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